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Auditing General Knowledge Quiz | Auditing General Knowledge Short Questions & Answers

41 Floating assets are valued at____________?
[A] cost
[B] Market price
[C] Cost or market price whichever is lower
[D] Cost less depreciation
Answer: Cost or market price whichever is lower
42 Stock should be valued at_________?
[A] Cost
[B] Market price
[C] Cost or Market price whichever is lower.
[D] Cost less depreciation.
Answer: Cost or Market price whichever is lower.

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43 Verification refers to_________?
[A] Examining the physical existence and valuation of assets.
[B] Examining the journal and ledger
[C] Examination of vouchers related to assets.
[D] None of the above.
Answer: Examining the physical existence and valuation of assets.
44 Which of the following statements is most closely associated with analytical procedure applied at substantive stage?
[A] It helps to study relationship among balance sheet accounts
[B] It helps to discover material misstatements in the financial statements
[C] It helps to identify possible oversights
[D] It helps to accumulate evidence supporting the validity of a specific account balance
Answer: It helps to accumulate evidence supporting the validity of a specific account balance
45 Analytical procedures issued in the planning stage of an audit, generally
[A] Helps to determine the nature, timing and extent of other audit procedures
[B] Directs attention to potential risk areas
[C] Indicates important aspects of business
[D] All of the above
Answer: All of the above
46 In determining the level of materiality for an audit, what should not be considered?
[A] Prior year’s errors
[B] The auditor’s remuneration
[C] Adjusted interim financial statements
[D] Prior year’s financial statements
Answer: The auditor’s remuneration
47 When issuing unqualified opinion, the auditor who evaluates the audit findings should be satisfied that the___________?
[A] Amount of known misstatement is documented in working papers
[B] Estimates of the total likely misstatement is less than materiality level
[C] Estimate of the total likely misstatement is more than materially level
[D] Estimates of the total likely misstatement cannot be made
Answer: Estimates of the total likely misstatement is less than materiality level
48 ______the audit risks_______the materiality and_________the audit effort.
[A] Lower, Higher, Lower
[B] Lower, Lower, Higher
[C] Higher, Lower, Lower
[D] Lower, Higher, Higher
Answer: Lower, Higher, Lower
49 Test Checking refers to___________?
[A] Testing of accounts and records
[B] Checking of selected number of transactions
[C] Examination of adjusting and closing entries
[D] Checking of all transactions recorded
Answer: Checking of selected number of transactions
50 Window dressing implies_______________?
[A] Curtailment of expenses
[B] Checking of Wastages
[C] Under valuation of assets
[D] Over Valuation of assets
Answer: Over Valuation of assets
51 Errors of Omission are_____________?
[A] Technical errors
[B] Errors of principle
[C] Compensating errors
[D] None of the above
Answer: Technical errors
52 Internal check is carried on by___________?
[A] Staff specially appointed for the purpose
[B] Internal auditor
[C] Supervisor of the staff
[D] Members of the staff
Answer: Members of the staff
53 Which of the following statements is not true about continuous audit?
[A] It is conducted at regular interval
[B] It may be carried out on daily basis
[C] It is needed when the organization has a good internal control system
[D] It is expensive
Answer: It is needed when the organization has a good internal control system
54 Institute of Chartered Accountants of Pakistan was established in____________?
[A] 1949
[B] 1956
[C] 1961
[D] 1972
Answer: 1961
55 Goods sold on the basis of ‘sales or return ‘ should:
[A] Be included in the stock
[B] Not be included in the stock
[C] Not be checked by auditor
[D] None of the above
Answer: Be included in the stock
56 Of the following, which is the least persuasive type of audit evidence?
[A] Bank statements obtained from the client
[B] Documents obtained by auditor from third parties directly.
[C] Carbon copies of sales invoices inspected by the auditor
[D] Computations made by the auditor
Answer: Carbon copies of sales invoices inspected by the auditor
57 Which of the following statements is, generally, correct about the reliability of audit evidence?
[A] To be reliable, evidence should conclusive rather than persuasive
[B] Effective internal control system provides reliable audit evidence
[C] Evidence obtained from outside sources routed through the client
[D] All are correct
Answer: Effective internal control system provides reliable audit evidence
58 In an audit of financial statements, substantive tests are audit procedures that __________?
[A] May be eliminated for an account balance under certain conditions
[B] Are designed to discover significant subsequent events
[C] Will increase proportionately when the auditor decreases the assessed level of control risk
[D] May be test of transactions, test of balance and analytical procedures
Answer: May be test of transactions, test of balance and analytical procedures
59 The nature, timing and extent of substantive procedures is related to assessed level of control risk
[A] Randomly
[B] Disproportionately
[C] Directly
[D] Inversely
Answer: Directly
60 Which of the following is not corroborative evidence?
[A] Minutes of meetings
[B] Confirmations from debtors
[C] Information gathered by auditor through observation
[D] Worksheet supporting consolidated financial statements
Answer: Worksheet supporting consolidated financial statements

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